Yearly Listing | Search Indiana Secretary of State - Securities: Administrative Actions      
Administrative Actions Yearly Listing
Nov 2008
Jan  Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec
FileCause NoDate IssuedRespondentsActionsEntity Types
File 08-0862 SC 11/24/2008
CARMIK GROUP, LLC AND CAPITAL FINANCIAL SERVICES, INC AKA RILEY FINANCIAL SERVICES
MICHAEL PRIEST
Consent Agreement Loan Broker
File 08-0875 CD 11/24/2008
MILLER MORTGAGE, INC
BEST RATE FINANCIAL, INC
JOHN E MILLER II
LAURA LAXY
Consent Agreement Loan Broker
File 08-0954 SR 11/21/2008
QUALITY ONE MORTGAGE, INC
Revocation Order Loan Broker
File 08-0956 CD... 11/21/2008
BEE HOME MORTGAGE AND FINANCE COMPANY LLC D/B/A ADVANTAGE ONE
GREGORY A CLAPP
BRAD POLO
Cease and Desist Loan Broker
File 08-0879 CD... 11/19/2008
THE LOANLEADERS OF AMERICA INC
Final Order Loan Broker
File 08-0884 SR... 11/19/2008
A.N. MORTGAGE, INC.
Final Order Loan Broker
File 08-0863 CA 11/18/2008
FIRST FINANCIAL TRUST MORTGAGE, LLC
Consent Agreement Loan Broker
File DLR 08-0890 RO... 11/18/2008
C&C AUTO SALES OF INDIANAPOLIS, INC.
ANTHONY NEAL
Final Order Dealer
File 08-0945 SC... 11/18/2008
NATIONAL MORTGAGE CENTER, INC.
STEPHEN NIELSEN
CHRISTOPHER J EBERHARDT
TRISHA HYSO
ROB HAWKINS
SHERI WEDMORE
Order to Show Cause Loan Broker
File 08-0068 SC... 11/10/2008
SCORE FINANCIAL ADVISORY SERVICES, D/B/A SCORE WEALTH MANAGEMENT
Consent Agreement Loan Broker
File 08-0902 SC... 11/10/2008
MARK MCCALLUM
Consent Agreement Loan Broker
File 08-0942 CD... 11/6/2008
WITTE FINANCIAL, LLC
JENIFER K WITTE
MICHAEL WITTE
Cease and Desist Loan Broker
File DLR 08-0920 RO... 11/6/2008
E W WHOLESALE
EDDIE WHITE
Revocation Order Dealer
File DLR 08-0922 RO... 11/6/2008
CHADS AUTO SALES
CHAYUR CHAUDHRY
Revocation Order Dealer
File DLR 08-0923 RO... 11/6/2008
CHICAGO AUTO CENTER
MOHAMMED HASAN
Revocation Order Dealer
File DLR 08-0924 RO... 11/6/2008
MILLENIUM AUTO WHOLESALES
CAIN ESPINOZA
Revocation Order Dealer
File DLR 08-0929 RO... 11/6/2008
M&J AUTO
JAMES CALVIN
MARCUS JOHNSON
Revocation Order Dealer
File DLR 08-0930 RO... 11/6/2008
LORENA AUTO SALES
LORENA ELIZONDO
LORENA OBAID
Revocation Order Dealer
File DLR 08-0931 RO 11/6/2008
UNLIMITED MOTORS, INC
ARKADIOZ LITWIN
JACOB LOCHYNSKI
Revocation Order Dealer
File 07-0192 CD... 11/5/2008
DARRELL E WATSON
Consent Agreement Loan Broker
File 08-0876 CD... 11/5/2008
SET2GO LOANS, INC.
SONIA ORTEGA
Final Order Loan Broker
File 08-0876 CD... 11/5/2008
JAMES IPEK
Cease and Desist Loan Broker

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