Yearly Listing | Search Indiana Secretary of State - Securities: Administrative Actions      
Administrative Actions Yearly Listing
2011
Jan  Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec
FileCause NoDate IssuedRespondentsActionsEntity Types
File 11-0410 RO... 12/22/2011
TGB ASSOCIATES
Revocation Order Dealer
File 11-0412 RO... 12/22/2011
RAZBELL MOTORS, INC.
FATAI BELLO
Revocation Order Dealer
File 11-0414 RO 12/22/2011
LARRY BARRY
Revocation Order Dealer
File 11-0415 RO 12/22/2011
A & G AUTO SALES
NOOR AHMED ZARAEI
Revocation Order Dealer
File 11-0416 RO 12/22/2011
FIRST CAR AUTO TRADER, LLC
FIRNIM S. DJONTU
Revocation Order Dealer
File 11-0401 CA 12/22/2011
AVON AUTOWORLD
Consent Agreement Dealer
File 11-0417 RO 12/21/2011
FRANKS AUTO IMPORT EXPORT
FRANCK ERICAIKPON TOSSOU
Revocation Order Dealer
File 11-0418 RO 12/21/2011
L AND J AUTO SALES, INC.
JOSE SANCHEZ
Revocation Order Dealer
File 11-0419 RO 12/21/2011
B & H AUTOWORLD, INC.
CONNIE BOATMAN
Revocation Order Dealer
File 11-0420 RO 12/21/2011
CARS ON DEMAND AUTO SALES, INC.
RONALD MOORE, JR.
Revocation Order Dealer
File 11-0421 RO 12/21/2011
ACTION AUTO, INC.
ROBYN M. CRAMER
Revocation Order Dealer
File 11-0382 CA 12/21/2011
DIVERSIFIED VEHICLE SERVICES, INC.
Consent Agreement Dealer
File 11-0279 CA... 12/21/2011
ANDY MOHR FORD, I NC.
ANDY MOHR TOYOTA, INC.
ANDY MOHR NISSAN, INC.
ANDY MOHR BUICK PONTIAC GMC, INC.
ANDY MOHR CHEVROLET, INC.
ANDY MOHR MITSUBISHI, INC.
ANDY MOHR AUTO CENTER, LLC
ANDY MOHR SPEEDWAY CHEVROLET, INC.
ANDY MOHR TRUCK CENTER, INC.
Consent Agreement Dealer
File 11-0385 CA 12/19/2011
HANKS AUTO SALES, INC.
Consent Agreement Dealer
File 11-0390 CA 12/19/2011
T & R MOTORSPORTS, INC.
DONWESLY E. TURNER
Consent Agreement Dealer
File 11-0403 CA 12/19/2011
COMMUNITY CHRYSLER, PLYMOUTH, DODGE, INC.
Consent Agreement Dealer
File 11-0399 CA 12/19/2011
STEWART MOTORS
Consent Agreement Dealer
File 11-0405 CA... 12/19/2011
PERFORMANCE AUTOMOTIVE
Consent Agreement Dealer
File 11-0409 CA 12/19/2011
INSTANT AUTO FINANCE, INC.
Consent Agreement Dealer
File 11-0425 SR 12/16/2011
GREENTREE MORTGAGE, LLC
MARK ANTHONY HACK
Cease and Desist
Revocation Order
Loan Broker
File 11-0398 CA 12/14/2011
RC AUTO SALES
Consent Agreement Dealer
File 11-0345 CA 12/14/2011
POLO A.S., INC.
Consent Agreement Dealer
File 11-0393 CA 12/13/2011
SOUTHPOINTE MOTORCARS, LLC
Consent Agreement Dealer
File 11-0374 RO 12/13/2011
CARZ R US, LLC
TOMMY MORRIS, JR.
Revocation Order Dealer
File 11-0376 RO... 12/13/2011
ADAMS & ADAMS AUTO
KARLTON ADAMS
Revocation Order Dealer
File 11-0377 RO 12/13/2011
A&G AUTO WHOLESALE, INC.
ARTHUR GARNICA
Revocation Order Dealer
File 11-0378 RO 12/12/2011
5280 MOTORSPORTS, INC.
Revocation Order Dealer
File 11-0379 RO 12/12/2011
ARTHUR & SON AUTO SALES, INC.
SHERWIN ARTHUR
Revocation Order Dealer
File 11-0380 RO 12/12/2011
GRANT MOTORS, LLC
DERRICK GRANT
Revocation Order Dealer
File 11-0381 RO 12/12/2011
AUTO EXPRESS, LLC
ABDUL-KAREEM SHAKUR
Revocation Order Dealer
File 11-0358 CA 12/7/2011
SP MOTORSPORTS, LLC
JAMES E. HARGROVE
Consent Agreement Dealer
File 11-0367 CA 12/7/2011
SRS FAMILY AUTO, LLC
VICTORIA RICHARDS
Consent Agreement Dealer
File 11-0391 CA 12/7/2011
ONE FOR ALL AUTO & TRUCK REPAIR & SALES, INC.
Consent Agreement Dealer
File 11-0339 CA 12/7/2011
STREET DREAMS AUTO, LLC
Consent Agreement Dealer
File 11-0400 CA 12/7/2011
ABREU MOTORS
Consent Agreement Dealer
File 11-0404 SR 12/6/2011
WELLINGTON INSTITUTIONAL MANAGEMENT, LLC
PALLADIUM INVESTMENT CAPITAL GROUP, LLC
Revocation Order Securities
File 11-0406 RO... 12/6/2011
FRONT ROW MOTORS II
Revocation Order Dealer
File 11-0408 CA 12/6/2011
FIRST ALLIED ADVISORY SERVICES, INC.
Consent Agreement Securities
File 11-0340 CA 12/6/2011
BR MASTER CARS, INC.
WALDEMIRO POLCHLOPEKNETO
Consent Agreement Dealer
File 11-0313 CA 12/6/2011
MORTGAGE SIGNATURE SERVICES, INC.
ROBERT C. GOO
Consent Agreement Loan Broker
File 11-0388 CA 12/6/2011
MIDSTATE AUTO
Consent Agreement Dealer
File 11-0366 CA 12/2/2011
AUTOBARN SALES & LEASING, INC.
Consent Agreement Dealer
File 11-0386 CA 12/2/2011
PAYLESS AUTOS, LLC
Consent Agreement Dealer
File 11-0359 CA 12/2/2011
SONNYS SALES
Consent Agreement Dealer
File 11-0384 CA 12/2/2011
4 FRIENDS AUTO SALES, LLC
Consent Agreement Dealer
File 11-0364 SC 12/1/2011
ATLANTIC AUTO SALES
Order to Show Cause Dealer
File 11-0365 SC... 12/1/2011
DRIVETIME
Order to Show Cause Dealer
File 11-0369 RO 12/1/2011
UNIQUE MOTORSPORTS, INC.
JABRIL A. MUHAMMAD
Revocation Order Dealer
File 11-0370 RO 12/1/2011
INCREDIBLE 2nd CHANCE AUTO, LLC
FELISA WATKINS
Revocation Order Dealer
File 11-0371 RO 12/1/2011
CARGON ENTERPRISES, LLC
CARLOS GONZALEZ
Revocation Order Dealer
File 11-0372 RO... 12/1/2011
E B AUTO SOURCE
ERIC BAVA
Revocation Order Dealer
File 11-0373 RO 12/1/2011
CHARLIE WHOAS, LLC
DANTE HOLLOWAY
Revocation Order Dealer
File 11-0360 CA 11/28/2011
DAVID WINSTON, INC.
DAVID C. WINSTON, SR.
Consent Agreement Dealer
File 11-0344 DO 11/28/2011
OK USED CARS, TRUCKS & MOTORCYCLES
Consent Agreement Dealer
File 11-0299 RO... 11/28/2011
S & M AUTO SALES
SERGIO MONTELONGO
Consent Agreement Dealer
File 11-0260 RO 11/23/2011
1ST AMERICAN SALES
JOHN SALAZAR
Final Order Dealer
File 11-0191 CA... 11/23/2011
A MORTGAGE FOR YOU, INC.
JAN JOHNSON
Consent Agreement Loan Broker
File 11-0357 CA 11/23/2011
C BEGLEY AUTO SALES, INC.
Consent Agreement Dealer
File 11-0329 RO... 11/23/2011
ALLEN AUTO SALES, INC.
ALINA GUDEA
Consent Agreement Dealer
File 11-0387 CA 11/23/2011
S & S AUTO SALES
STEFAN PREDUT
Consent Agreement Dealer
File 11-0332 RO... 11/21/2011
BELLAROMA AUTO
YASER RUB
Consent Agreement Dealer
File 11-0342 CA 11/18/2011
UNITED AUTO LIQUIDATORS, LLC
KEITH CARTER, JR.
Consent Agreement Dealer
File 11-0355 CA 11/18/2011
DREYER MOTORSPORTS
Consent Agreement Dealer
File 11-0363 CA 11/18/2011
YORK CHEVROLET, BUICK, GMC, INC.
Consent Agreement Dealer
File 11-0356 CA 11/15/2011
PRO AUTOMOTIVE
Consent Agreement Dealer
File 11-0060 CD... 11/14/2011
FIRST FINANCIAL MORTGAGE CORP., INC.
KENNETH L. RANSDELL
Final Order Loan Broker
File 11-0352 CA 11/10/2011
K & J MOTORS, INC.
VYACHESLAV KODRYAN
Consent Agreement Dealer
File 11-0321 CA 11/10/2011
TOP CAT MOTORS, INC.
Consent Agreement Dealer
File 11-0353 CA 11/7/2011
FAMILY RV RENTALS, INC.
Consent Agreement Dealer
File 11-0354 CA 11/7/2011
MACALLISTER MACHINERY CO., INC.
Consent Agreement Dealer
File 11-0341 CA 11/7/2011
PAC-VAN, INC.
Consent Agreement Dealer
File 11-0277 CA 11/7/2011
LYNN'S AUTO SALES
Consent Agreement Dealer
File 11-0351 CD 11/2/2011
PREMIER AUTO MART, INC.
GREG KING
Cease and Desist Dealer
File 11-0163 DO... 11/1/2011
PAN-AMERICAN AUTO, LLC
Consent Agreement Dealer
File 11-0149 SR 10/26/2011
DONALD B. GOLDMAN
Revocation Order Securities
File 11-0331 RO... 10/26/2011
EXCLUSIVE DEALERS, INC.
JORGE AMADIZ
Revocation Order Dealer
File 11-0332 RO... 10/26/2011
BELLAROMA AUTO
YASER RUB
Revocation Order Dealer
File 11-0333 RO 10/26/2011
OLYMPIC AUTO, LLC
JANA ASTON
Revocation Order Dealer
File 11-0334 RO 10/26/2011
CONCEPT AUTO SALES, LLC
ROBERTO J. CONCEPCION
Revocation Order Dealer
File 11-0335 RO 10/26/2011
YOUNG ENTRPRISE, INC.
DAVE YOUNG
Revocation Order Dealer
File 11-0330 RO 10/21/2011
AZARA AUTO
ABED FOZAN HAMED
Revocation Order Dealer
File 11-0324 RO... 10/21/2011
CORREA BROTHERS
NANCY ROMO
Revocation Order Dealer
File 11-0325 RO... 10/21/2011
ALL AROUND AUTO SALES, INC.
JUAN DE HELEAN
Revocation Order Dealer
File 11-0326 RO 10/21/2011
SONNYS SALES
Revocation Order Dealer
File 11-0327 CA 10/21/2011
GLOBAL AUTO TRADE, INC.
YASMEEN KISWANI
Consent Agreement Dealer
File 11-0328 RO... 10/21/2011
ADAM AUTO SALES, INC.
MAHMOUD ABDELMEGID
Revocation Order Dealer
File 11-0329 RO... 10/21/2011
ALLEN AUTO SALES, INC.
ALINA GUDEA
Revocation Order Dealer
File 11-0185 CD... 10/21/2011
COMMAND AUTOMOTIVE, INC.
ROBERT G. SHORT
ROXANNE DENISE FOX f/k/a ROGER DENNIS FLEMING
Cease and Desist Securities
File 11-0307 CA 10/20/2011
CROWNMARK MORTGAGE, INC.
Consent Agreement Loan Broker
File 11-0311 CA 10/20/2011
UNIVERSAL RETAIL AUTO SALES, INC.
Consent Agreement Dealer
File 11-0315 RO... 10/17/2011
STREET SMART AUTO SALES, LLC
RICHARD MCCRAY
Revocation Order Dealer
File 11-0316 RO... 10/17/2011
AUTO IMPORTERS, INC.
WILLIAM HEHEMANN
Revocation Order Dealer
File 11-0317 RO... 10/17/2011
INTEGRA AUTO
JOSE BUSTEMANTE
Revocation Order Dealer
File 11-0318 RO 10/14/2011
ROD AUTO SALES, LLC
ANGEL R. SALMON
Revocation Order Dealer
File 11-0319 RO 10/14/2011
SCHAUMBURG LEASING, INC.
KHALED SALMA
Revocation Order Dealer
File 11-0320 RO 10/14/2011
K M & L AUTO SALES, INC.
DOROTHY L. JACOBS
Revocation Order Dealer
File 11-0322 RO 10/14/2011
PEOPLES PARTNERSHIP AUTO, INC.
SURESH ROY MANGAL
Revocation Order Dealer
File 11-0323 RO 10/14/2011
WHEELS N DEALS, LLC
DOMINICK HEATLEY
Revocation Order Dealer
File 11-0301 CA 10/14/2011
FIDELITY BROKERAGE SERVICES, LLC
Consent Agreement Securities
File 11-0308 CA 10/13/2011
JEFFREY A. COHEN
Consent Agreement Loan Broker
File 09-0102 CD... 10/11/2011
KRIS PEJOSKI
Consent Agreement Loan Broker
File 10-0295 SC... 10/11/2011
KRIS PEJOSKI
Consent Agreement Loan Broker
File 11-0304 CA 10/6/2011
MICHIGAN AUTO SALES
Consent Agreement Dealer
File 11-0274 RO 10/6/2011
LILLY'S AUTO SALES, INC.
THOMAS R. LILLY
Consent Agreement Dealer
File 11-0244 SC... 10/6/2011
MARION COUNTY AUCTION
Consent Agreement Dealer
File 11-0293 CD... 10/5/2011
TRAVERSE BAY INVESTMENTS COMPANY, LTD.
THOMAS B. IRELAND
Cease and Desist Securities
File 11-0294 CA 10/5/2011
PRIME CONSERVATIVE FUND, LP
Consent Agreement Securities
File 11-0305 RO... 9/30/2011
AUTO SLINGERS, INC.
CHRISTOPHER MUNIZ
Revocation Order Dealer
File 11-0273 CA 9/27/2011
M&E HONDA
Consent Agreement Dealer
File 11-0283 CA 9/27/2011
MJ USED CARS, INC.
Consent Agreement Dealer
File 11-0270 CA 9/26/2011
LUXURY KARS & IMPORTS, INC.
BALWINDER SINGH
Consent Agreement Dealer
File 11-0300 RO 9/26/2011
T & A MOTORSPORTS, LLC
TRAVIS BELCHER
Revocation Order Dealer
File 11-0295 CA 9/26/2011
INDY MOTORWERKS
Consent Agreement Dealer
File 11-0296 RO... 9/26/2011
S A FATZ AUTO SALES, INC.
JUSTIN WENNER
Revocation Order Dealer
File 11-0297 RO 9/26/2011
STATEWIDE AUTO BROKERS, INC.
LEO SANTOS
Revocation Order Dealer
File 11-0298 RO 9/26/2011
SHEIKH AUTO
AHMAD SHEIKH
Revocation Order Dealer
File 11-0299 RO... 9/26/2011
S & M AUTO SALES
SERGIO MONTELONGO
Revocation Order Dealer
File 11-0288 CA 9/26/2011
COUNTRYSIDE AUTO SALES
Consent Agreement Dealer
File 11-0303 CA 9/21/2011
WHITNEY & ASSOCIATES, INC.
Consent Agreement Securities
File 11-0278 CA 9/20/2011
AUTO HEAVEN
Consent Agreement Dealer
File 11-0284 CA... 9/15/2011
TERRE HAUTE AUTO AND EQUIPMENT
Consent Agreement Dealer
File 11-0284 CA... 9/15/2011
TERRE HAUTE AUTO AND EQUIPMENT
Consent Agreement Dealer
File 11-0275 CA... 9/15/2011
CARTERS WRECKING YARD
HOWARD L. CARTER, SR.
Consent Agreement Dealer
File 11-0275 CA... 9/15/2011
CARTERS WRECKING YARD
HOWARD L. CARTER, SR.
Consent Agreement Dealer
File 11-0276 CA 9/15/2011
VICTORY HONDA OF MUNCIE
Consent Agreement Dealer
File 11-0281 RO... 9/15/2011
CENTENNIAL AUTO SALES
JUAN G. MARTINEZ
Revocation Order Dealer
File 11-0289 RO 9/15/2011
LIKE BROTHERS AUTO SALES, LLC
Revocation Order Dealer
File 11-0290 RO 9/15/2011
G & K AUTO REBUILDERS & SALES
Revocation Order Dealer
File 11-0291 RO... 9/15/2011
UMLAND MOTORS
Revocation Order Dealer
File 11-0292 SC... 9/15/2011
MIDWEST LUXURY WHOLESALE, LLC
CONSTANTINO POULAKIS
Order to Show Cause Dealer
File 11-0287 CA 9/15/2011
TRUCK SOURCE, INC.
KEVIN SIMMERS
Consent Agreement Dealer
File 11-0285 SR 9/9/2011
FASLO SOLUTIONS, LLC
Revocation Order Other
File 11-0286 SR 9/9/2011
GLOBAL COLLECTION AND RECOVERIES, LLC
Revocation Order Other
File 11-0223 CA 9/9/2011
STATEWIDE MORTGAGE, LLC
GARRET BLINCOE
Consent Agreement Loan Broker
File 11-0224 CA 9/9/2011
JASON DOUGLAS
Consent Agreement Loan Broker
File 11-0209 CA 9/9/2011
PATRIOTS' TABLE, INCORPORATED
Consent Agreement Securities
File 10-0376 RO... 9/9/2011
ALLEGIANCE AUTO SALES
WADSWORTH A. HOLMES, JR.
Final Order Dealer
File 11-0073 RO... 9/8/2011
MDJD PINNACLE, LLC
KHOSHABA DINKHA
Final Order Dealer
File 11-0040 RO... 9/8/2011
EL TORO USED AUTOS, INC.
LARRY MCKENNY BULLOCK
Final Order Dealer
File 11-0080 RO... 9/8/2011
D. WHITE AUTO SALES
STACY D. WHITE
Final Order Dealer
File 11-0168 SC... 9/8/2011
KARZ
WILLIAM CUNNINGHAM
Final Order Dealer
File 11-0280 SC... 9/8/2011
SWEET DEALS MOTORS, INC.
MAMADOU ZEBA
Order to Show Cause Dealer
File 11-0282 RO 9/8/2011
TITASURE AUTO SALES
Revocation Order Dealer
File 11-0191 CD 9/2/2011
A MORTGAGE FOR YOU, INC.
JAN JOHNSON
BRIAN GARY MCCOURT
Cease and Desist
Order to Show Cause
Loan Broker
File 10-0383 RO... 9/1/2011
DAVE'S CLASSIC AUTO
DAVID C. BIRCHALL, SR.
Final Order Dealer
File 10-0501 SC... 9/1/2011
PRICE ASSET MANAGEMENT
RANDALL PRICE
Final Order Securities
File 11-0109 SC... 8/31/2011
LAKE ERIE MOTORS, INC.
THOMAS DENNING
Final Order Dealer
File 11-0071 RO... 8/31/2011
ADVANTAGE MOTOR SALES, LLC
RICARDO DELATORRE
Consent Agreement Dealer
File 11-0181 SC... 8/31/2011
ON TIME AUTO
Consent Agreement Dealer
File 11-0196 RO... 8/31/2011
US 40 AUTO SALES, LLC
Consent Agreement Dealer
File 11-0259 CA 8/31/2011
CENTER GARAGE, INC.
Consent Agreement Dealer
File 11-0227 CA 8/31/2011
FIRST RATE MORTGAGE CORPORATION
DONNIE R. BENNINGFIELD, JR.
Consent Agreement Loan Broker
File 11-0253 CA 8/31/2011
CCA CORPORATION d/b/a INDY AUTO BROKERS
Consent Agreement Dealer
File 11-0257 CA 8/31/2011
REBORN AUTO SALES
Consent Agreement Dealer
File 11-0051 RO... 8/30/2011
NIKOS MOTOR, INC.
FRANK TAN
Final Order Dealer
File 11-0049 RO... 8/30/2011
B&A AUTO, LLC
SHAUN A. SHELLS
Final Order Dealer
File 11-0038 RO... 8/30/2011
KP AUTOS, INC.
KWAME PATTERSON
Final Order Dealer
File 11-0039 RO... 8/30/2011
CONSERVATIVE AUTO SALES, INC.
FABIAS SHIPMAN
Final Order Dealer
File 11-0082 RO... 8/30/2011
NO WORRIES AUTO SALES, INC.
MANLEY CRAWFORD
Final Order Dealer
File 11-0267 CA 8/29/2011
FLAGSHIP MORTGAGE CORPORATION
Consent Agreement Loan Broker
File 11-0268 CA 8/29/2011
RESIDENTIAL PLUS MORTGAGE CORPORATION
Consent Agreement Loan Broker
File 11-0244 SC... 8/29/2011
MARION COUNTY AUCTION
Order to Show Cause Dealer
File 11-0160 RO 8/29/2011
1ST AMERICAN SALES
JOHN SALAZAR
Revocation Order Dealer
File 11-0163 DO... 8/29/2011
PAN-AMERICAN AUTO, LLC
Denial Order Dealer
File 11-0256 CA 8/24/2011
RUNYAN'S SALVAGE
Consent Agreement Dealer
File 11-0086 RO... 8/24/2011
QUALITY / T.L. & A. SERVICES
ADRIAN HITE
Consent Agreement Dealer
File 11-0269 SR 8/23/2011
JACQUELINE L. HARNEY DBA SOS JUDGMENT RECOVERY SYSTEMS
Revocation Order Other
File 11-0241 RO 8/19/2011
ALPHA MOTORS
JACOB OGUNGBEMI
Revocation Order Dealer
File 11-0084 RO... 8/19/2011
INDIAN LAKE AUTO, INC.
RACK ALLSUP
Final Order Dealer
File 11-0113 SC... 8/19/2011
BABYLON CAR SALES, INC.
AMJED ALKHAFAJI
Final Order Dealer
File 11-0137 RO... 8/19/2011
T & T AUTO WHOLESALERS, INC.
TYRONE BLACK
Final Order Dealer
File 10-0296 CD... 8/19/2011
A1 AUTO WHOLESALE, LLC
KURT TOMPKINS
Final Order Dealer
File 11-0250 CA 8/18/2011
WHITE EAGLE MOTORS, LLC
Consent Agreement Dealer
File 11-0251 CA 8/18/2011
REBEL AUTO SALES, INC.
ROBERT DUANE EBEL
Consent Agreement Dealer
File 11-0255 CA 8/18/2011
NOYA AUTO SALES, I NC.
ALBERTO NOYA
Consent Agreement Dealer
File 11-0258 SR 8/17/2011
HARBOR FINANCIAL GROUP, LTD.
Revocation Order Loan Broker
File 10-0509 RO... 8/17/2011
TYZ ENTERPRISES, INC. d/b/a CARS, INC.
YAKERA LAWSON
Final Order Dealer
File 11-0140 RO... 8/17/2011
POWELL'S TOWING, LLC
PHIL POWELL
Final Order Dealer
File 11-0050 RO... 8/16/2011
SULEIMAN AUTO GROUP, INC.
AMER SULEIMAN
Consent Agreement Dealer
File 11-0252 CA 8/16/2011
BARRINGTON METALS CORPORATION
Consent Agreement Securities
File 11-0245 CA 8/16/2011
BEINEKE ENTERPRISE, LLC
Consent Agreement Dealer
File 11-0246 CA 8/16/2011
TRIPLE DOBB MOTORS, INC.
YOUSSEF A. DAHMAS
Consent Agreement Dealer
File 11-0235 CA 8/16/2011
SMG MIDWEST, INC.
PRANAS SENDRAUSKIS
Consent Agreement Dealer
File 11-0200 CA 8/16/2011
NEW LIFE MORTGAGE CORP.
MICHAEL PEED
Consent Agreement Loan Broker
File 11-0210 CO 8/5/2011
RAYMOND JAMES & ASSOCIATES, INC.
RAYMOND JAMES FINANCIAL SERVICES, INC.
Consent Agreement Securities
File 11-0189 CA 8/4/2011
DALTON STRATEGIC INVESTMENT SERVICES, INC.
STEVEN MARK DALTON
WESTLEY SCOTT WILT
Consent Agreement Securities
File 11-0237 RO 8/4/2011
SCHILLER PARK AUTO, INC.
BASSAM ZAHDAN
Revocation Order Dealer
File 11-0239 SC 8/4/2011
CUSTOM CARS SELECTION, INC.
CONSUELO E. ROJAS
Order to Show Cause Dealer
File 11-0045 RO... 8/4/2011
MAGIC MOTORS
KARAMAN TCHELIDZE
Consent Agreement Dealer
File 11-0112 SC... 8/4/2011
ALL RED CLIFFS AUTO SALES, INC.
DONALD N. BARLOW
Final Order Dealer
File 11-0120 CA... 8/3/2011
SAM AUTO SALES
CATHERINE LINSON
Revocation Order Dealer
File 11-0093 RO... 8/3/2011
CALDWELL AUTO BROKERS
JAMES ROYCE CALDWELL
Final Order Dealer
File 11-0069 CD... 8/3/2011
YOUR MONEY MACHINE SUCCESS SYSTEM
SUCCESS THROUGH ADVERTISING, LLC
KIM INMAN
Consent Agreement Securities
File 11-0240 RO 8/3/2011
V & H AUTO EXPORT
VITALITY TKACHENKO
Revocation Order Dealer
File 11-0172 CA 8/3/2011
RICHHART'S AUTO SALES, INC.
MALCOLM J. RICHHART
Consent Agreement Dealer
File 11-0213 CA 7/29/2011
MCK ENTERPRISES, INC.
MACIEJ JEZNACH
Consent Agreement Dealer
File 11-0194 RO 7/29/2011
QUALITY MOTORS, INC.
SALEM JAOUED
Revocation Order Dealer
File 11-0196 RO... 7/29/2011
US 40 AUTO SALES, LLC
Revocation Order Dealer
File 11-0165 SC... 7/29/2011
CLARK AUTO ENTERPRISE
GERALD CLARK
Final Order Dealer
File 11-0238 RO... 7/29/2011
JACKSON AUTO SALES
KEVIN JACKSON
Revocation Order Dealer
File 11-0236 RO... 7/29/2011
PAIGE AUTO SALES, INC.
MIGUEL ANGEL RODRIGUEZ
Revocation Order Dealer
File 11-0215 CA 7/29/2011
RIDEZ PLUS AUTO SALES, LLC
DAMIEN PLANK
Consent Agreement Dealer
File 11-0072 RO... 7/29/2011
LP AUTO WHOLESALE
LEWIS PITRE
Consent Agreement Dealer
File 11-0216 CA 7/28/2011
SETORK ENTERPRISES
HOSSEIN SETORK
Consent Agreement Dealer
File 11-0217 CA 7/28/2011
ONE STOP AUTO SALES
EBONI HARRISON
Consent Agreement Dealer
File 11-0218 CA 7/28/2011
ABS INTERNATIONAL, INC.
BASHKIM SULEMANI
Consent Agreement Dealer
File 11-0220 CA 7/28/2011
HITECH AUTO SALES, INC.
ARIF CHOWDHURY
Consent Agreement Dealer
File 11-0222 CA 7/28/2011
B & F AUTOSPORT, INC.
MUHAMMAD FARAZ AZAM
Consent Agreement Dealer
File 11-0226 CA 7/28/2011
HANNA'S WRECKER SERVICE, INC.
Consent Agreement Dealer
File 11-0247 CA 7/28/2011
RELIANCE AUTO, LLC
Consent Agreement Dealer
File 11-0214 CA 7/28/2011
AUGUSTA MOTORS, INC.
Consent Agreement Dealer
File 11-0171 DO... 7/28/2011
RR MOTORS, INC.
Consent Agreement Dealer
File 11-0221 CA 7/15/2011
CERTIFIED AUTO, LLC
Consent Agreement Dealer
File 11-0193 RO... 7/13/2011
ODOGWU MOTORS, INC.
ANTHONY ODOGWU
Revocation Order Dealer
File 11-0206 RO 7/13/2011
ANTONIO XAVIER HOLDINGS CORP.
ANTONIO X. ALVAREZ
Revocation Order Dealer
File 11-0207 RO... 7/13/2011
ONA AUTO SALES, LLC
SILVER J. LHERISSON
Revocation Order Dealer
File 11-0167 CA 7/13/2011
MO'S AUTO SALES, INC.
MARVIN STINSON
Consent Agreement Dealer
File 11-0156 CA 7/13/2011
LANCIA HOMES, INC.
Consent Agreement Loan Broker
File 11-0143 CA 7/13/2011
ROCKWELL GOLD INVESTMENTS
Consent Agreement Securities
File 11-0151 CA... 7/12/2011
AA AUTO BODY SHOP / REP & AUTO SALES
BYUNG JAE YOON
Consent Agreement Dealer
File 11-0201 RO 7/5/2011
MATTHEW RYAN AUTO SALES, INC.
MATTHEW KRAMER
Revocation Order Dealer
File 11-0202 RO 7/5/2011
T & T AUTO, INC.
DALE MILLER
Revocation Order Dealer
File 11-0203 RO 7/5/2011
OPTIONS AUTO, LLC
DERRICK WAY
Revocation Order Dealer
File 11-0204 RO 7/5/2011
SHADOW TRAILERS OF INDIANA
Revocation Order Dealer
File 11-0170 CA 7/1/2011
SAGAMORE HOME MORTGAGE, LLC
AARON BYERS
Consent Agreement Loan Broker
File 11-0055 CD... 7/1/2011
CAL-TERRA PARTNERS, LLC
EQUITY TRUST COMPANY
JERRY MALCOLM
TONY ALLEN ANDERSON
Cease and Desist Securities
File 09-0261 SC... 7/1/2011
ARVINA JOYCE CARLSON d/b/a STATE BONDING d/b/a STATE BONDING CALIFORNIA
Final Order Securities
File 11-0197 RO 6/30/2011
TJLL AUTO SALES, INC.
TAIWO OLANIYAN
Revocation Order Dealer
File 11-0198 RO... 6/29/2011
KEL NIX AUTO SALES, INC.
KELVIN NIXON
Revocation Order Dealer
File 11-0205 RO 6/29/2011
US 24 MOTORS
JIM SAYLER
Revocation Order Dealer
File 11-0184 CA 6/29/2011
AUTO CONNECTION
MARK RABOTEAUX
Consent Agreement Dealer
File 11-0190 RO 6/27/2011
R & R AUTO SALES
Revocation Order Dealer
File 11-0192 CA 6/27/2011
ON LINE MOTORSPORTS, LLC
JON C. DOKMO
Consent Agreement Dealer
File 11-0199 RO... 6/27/2011
OFFUTT AUTO GROUP, INC.
RENO PRATT, JR.
Revocation Order Dealer
File 11-0200 RO... 6/27/2011
QUINCY MOTORS, INC.
QUINCY LOWE
Revocation Order Dealer
File 11-0162 CA 6/27/2011
RESOURCE FINANCIAL COMPANY, INC.
KEITH D. ROBINSON
Consent Agreement Securities
File 11-0020 RO... 6/27/2011
SUPERIOR AUTO COMMISSION, LLC
RONNELL DREW
Consent Agreement Dealer
File 11-0043 RO... 6/27/2011
NATIONAL AUTO LOCATORS, INC.
FRANCES GUARNIERI
FRANCES GUARNIERI
Final Order Dealer
File 10-0301 RO... 6/24/2011
EXOTIC MOTOR SPORTS, INC.
ANTHONY MCCULLOUGH
Final Order Dealer
File 11-0152 CA 6/23/2011
RLD AUTO SALES, INC.
RASHEED M. BLOW-ENTY
Consent Agreement Dealer
File 11-0181 SC... 6/23/2011
ON TIME AUTO
Order to Show Cause Dealer
File 11-0171 DO... 6/23/2011
RR MOTORS, INC.
Denial Order Dealer
File 11-0183 RO 6/23/2011
MORRIS AUTO SALES, LLC
Revocation Order Dealer
File 11-0173 SC 6/23/2011
B & B AUTO SALES, INC.
EDILBERTO VARGAS
Order to Show Cause Dealer
File 11-0175 RO 6/23/2011
HOWARD'S AUTO SALES
Revocation Order Dealer
File 11-0208 CA 6/23/2011
GRABILL BANK
Consent Agreement Securities
File 11-0187 RO... 6/22/2011
MB AUTOSALES, INC.
BYRON E. RICHMOND
Revocation Order Dealer
File 11-0163 CA 6/22/2011
MADISON AVENUE SECURITIES, INC.
Consent Agreement Securities
File 11-0151 CA... 6/22/2011
AA AUTO BODY SHOP / REP & AUTO SALES
BYUNG JAE YOON
Order to Show Cause Dealer
File 10-0508 CA... 6/22/2011
SILVER STAR MOTORS, INC.
Revocation Order Dealer
File 11-0006 RO... 6/21/2011
RLD AUTO SALES, INC.
RASHEED ENTY
Final Order Dealer
File 11-0011 RO... 6/21/2011
TONEY AUTO SALES
RICHARD TONEY
Final Order Dealer
File 05-0141 CD... 6/21/2011
TIMOTHY J. COUGHLIN
Final Order Securities
File 11-0037 RO... 6/21/2011
MTM REMARKETING, INC.
MICHAEL MOSES
Final Order Dealer
File 11-0027 RO 6/21/2011
TEXAS AUTO USA, LLC
MARC MOURIER
Final Order Dealer
File 11-0149 CA 6/21/2011
RETAIL AUTO SALES
RETAIL AUTO SALES, INC.
JAMES J. WITCZAK
Consent Agreement Dealer
File 11-0176 CA 6/20/2011
FAIRLAND MOTORS
MICHAEL LEE
Consent Agreement Dealer
File 11-0177 CA 6/20/2011
PLAZA MOTORS, INC.
RONALD COMPTON
Consent Agreement Dealer
File 11-0128 CA 6/20/2011
1ST CHOICE SERVICES, INC.
LARRY J. GREGORY
Consent Agreement Loan Broker
File 11-0117 SC 6/15/2011
NEW MILLENIUM AUTO SALES, INC.
JAMES M. ADAMS
Consent Agreement Dealer
File 11-0131 SC... 6/13/2011
GENESIS HOLDING GROUP, LLC (DBA)
STEVEN D. GREGORY
ROCHELLE D. CROMLICH GREGORY
Order to Show Cause Securities
File 11-0042 CO 6/9/2011
UBS FINANCIAL SERVICES
Consent Agreement Securities
File 11-0178 SR 6/8/2011
OXFORD COLLECTION AGENCY, INC. DBA OXFORD MANAGEMENT SERVICES
Revocation Order Other
File 11-0159 CA 6/6/2011
GARCIA AUTO BROKERS
LAURA ROQUE SERRANO
Consent Agreement Dealer
File 11-0139 SC... 6/3/2011
VW COMPANY
MIKE KIMBERLING
Consent Agreement Dealer
File 11-0123 CA 6/2/2011
BROKEN TRUCKS, INC. d/b/a BROKEN TRUCKS
MARV SIMON
Consent Agreement Dealer
File 09-0058 CD... 5/31/2011
CRAIG BALL, LLC
GREGORY SCOTT KELLY
CRAIG BALL
Consent Agreement Loan Broker
File 11-0161 CA 5/31/2011
HIGHLY EFFICIENT WHOLESALERS, LLC
MICHAEL DEYOUNG
Consent Agreement Dealer
File 11-0160 CA 5/26/2011
COOPER MOTORSPORTS, INC.
JAMAL COOPER
Consent Agreement Dealer
File 11-0157 CA 5/26/2011
MIKE'S PREOWNED SUPERSTORE
MIKE HOCKETT
Consent Agreement Dealer
File 11-0043 RO... 5/26/2011
NATIONAL AUTO LOCATORS, INC.
FRANCES GUARNIERI
Consent Agreement Dealer
File 11-0075 RO 5/26/2011
HOOK-UPS AUTO SALES, INC.
HELEN THOMAS
Consent Agreement Dealer
File 11-0087 RO 5/24/2011
AUTOSTOCRACY, INC.
BARBARA JILL KENNON
Revocation Order Dealer
File 11-0147 CA 5/24/2011
SAVIN DAVE'S AUTO SALES
DAVID W. SHOAF
Consent Agreement Dealer
File 11-0142 CA 5/24/2011
AMBASSADOR MOTORS, LLC
BABATUNDE AKINTAYO
Consent Agreement Dealer
File 11-0168 SC... 5/24/2011
KARZ
WILLIAM CUNNINGHAM
Order to Show Cause Dealer
File 11-0166 SC 5/24/2011
QUICK FAST AUTO, INC.
JOSEPH DOCHEE
Order to Show Cause Dealer
File 11-0164 SC 5/24/2011
RMJM AUTO IMPORT, INC.
MARCO A. MARTIN
Order to Show Cause Dealer
File 11-0165 SC... 5/24/2011
CLARK AUTO ENTERPRISE, INC.
GERALD CLARK, JR.
Order to Show Cause Dealer
File 11-0001 RO... 5/23/2011
TAYLOR AUTO GROUP, LLC
DAN GRISSOM
Final Order Dealer
File 11-0022 RO... 5/20/2011
M & A AUTO SALES
MICHAEL HUBBARD
Final Order Dealer
File 11-0025 RO... 5/20/2011
MOB MOTORS, INC.
KEEBO W. ROBINSON
Final Order Dealer
File 11-0026 RO... 5/20/2011
IVORY MOTORS, LLC
NNAMDI AJUMOBI
Final Order Dealer
File 11-0017 RO... 5/20/2011
JEMS LEASING, INC.
MOHAMMED RAZZAQ