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Cause No : Respondents:
Date Filed From To Action : Entity Type:
   
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FileCause NoDate FiledRespondentsActionsEntity Types
File DLR-1711-0091 11/13/2017
JAMES RICKETTS
Cease and Desist Dealer
File DLR-1711-0090 11/8/2017
FOUNTAIN MOTORS
Complaint Dealer
File DLR-1711-0089 11/7/2017
GLOVER AUTO SALES
Revocation Order Dealer
File DLR-1711-0088 11/7/2017
SAUCEDOS AUTO SALES
Complaint Dealer
File 17-0061 CA 11/6/2017
MARTIN FINANCIAL MANAGEMENT, INC.
MARSHA HUFFMAN
Consent Agreement
Final Order
Securities
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